Our Broker Dealer is United Planners Financial Services, based in Scottsdale AZ.

The role of a broker dealer in the life of a financial advisor is primarily to supervise his/her activities in the key areas below:

  • Securities and insurance licensing and regulations.
  • Outside business activities that might pose a conflict of interest.
  • Communication with clients and with the public through marketing and advertising.
  • Providing access to a wide array of financial planning tools, technology and resources that help us serve our clients.

United Planners is compensated by us for performing these services.